Our Investment Portfolio

Offering a wide range of investment opportunities.

Through our affiliation with First Allied, we provide a wide range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources. Below is a detailed list of financial product offerings through First Allied.

Stocks

NYSE-listed stocks
NASDAQ over-the counter
All other major exchanges
Foreign stocks
Initial public offerings (IPO’s)
Margin accounts
Investment banking
144 and other restricted securities sales
Employee stock-option plans
Late-Stage Venture Capital

Cash Management

Daily sweep accounts
Money markets
Insured CDs
Online account access

Wealth/Money Management

Nationally Recognized Money Managers

Retirement Accounts

401(k)
Defined Benefit Plans (Pension Plans)
IRAs
SEP/IRAs
Roth IRAs
Education IRAs
Simple IRAs
Defined contribution
Money-purchase pension plan
Profit-sharing plan
403(b)
457 Plans

Mutual Funds

Open-end funds
Closed-end funds
Networking
Dividend reinvestment
Exchange Traded Funds (ETF)

Unit Investment Trusts

Asset Management

Independent manager search
Performance monitoring and reporting
Wrap-fee accounts
Asset allocation
Fee-in-lieu accounts
Outside managed accounts

Bonds

Corporate
Municipal
Government
Convertible
Zero coupon
CMOs
International

Government Securities

Treasury bills
Treasury bonds
Treasury notes
GNMA (Ginnie Mae)
FNMA (Fannie Mae)
FHLMC (Federal Home Loan Mortgage Corp)
TIPS

Options

All major exchanges

Insurance

Variable annuities
Fixed annuities
Term life
Variable life
Universal life
Whole life
Disability
Long-term care
Section 79

Alternative Investments

1031 (Tax-Free Property Exchange Programs)
REIT’s (Non-Traded Real Estate Investment Trusts)
REIT’s (Traded Real Estate Investment Trusts)
Equipment Financing Programs
Managed futures
Equity-linked notes
Oil & Gas Programs
Tax Credit Programs
Mortgage Funds
Hedge Funds
Late-Stage Venture Capital